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Pharmacy audit checklist template

Pharmacy audit checklist template

Conduct comprehensive audits of your pharmacy operations with this detailed checklist. It covers essential areas such as inventory management, compliance with regulations, and customer service standards. Use this checklist to ensure efficient operations and regulatory adherence.

Use this template
or download pdf
Pharmacy audit checklist template

Conduct comprehensive audits of your pharmacy operations with this detailed checklist. It covers essential areas such as inventory management, compliance with regulations, and customer service standards. Use this checklist to ensure efficient operations and regulatory adherence.

Use this template
or download pdf

About the Pharmacy audit checklist template

Using a pharmacy audit checklist is crucial for maintaining compliance and ensuring operational efficiency in your pharmacy. This template provides a structured approach to evaluating processes, inventory, and compliance with regulatory standards. By using this audit checklist, you can streamline your audit process, ensuring that all critical areas are thoroughly covered and documented.

The primary purpose of this template is to help you identify areas for improvement and ensure that all pharmacy operations adhere to industry regulations. It aids in maintaining accurate records, verifying inventory levels, and ensuring that all staff members are following proper procedures. 

Implementing this template not only enhances compliance efforts but also improves the overall quality of service provided to customers. By using a pharmacy audit checklist, you can safeguard your pharmacy’s reputation and ensure patient safety, setting your operations apart from others in the industry.

Key elements of a pharmacy audit checklist

A pharmacy audit checklist is a vital tool for ensuring compliance and operational efficiency. Here are the essential components that make this template effective:

  • Inventory management: This section helps you track and verify stock levels, ensuring that medications are stored correctly and that any discrepancies are promptly addressed. Effective inventory management is crucial for maintaining supply chain integrity and patient safety.
  • Regulatory compliance: Evaluate adherence to industry regulations and standards. This component ensures that your pharmacy meets all legal requirements, reducing the risk of fines and enhancing your reputation for reliability.
  • Process review: Assess the efficiency and effectiveness of your pharmacy’s processes, from prescription handling to customer service. Identifying areas for improvement helps you streamline operations and enhance service quality.
  • Staff training and competency: Check that all personnel are adequately trained and follow standard operating procedures. Ensuring that staff are competent and knowledgeable is vital for maintaining high-quality service and patient care.

When to use a pharmacy audit checklist

A pharmacy audit checklist is most beneficial during routine compliance audits, inventory checks, and process evaluations. Use this template whenever you need to ensure that your pharmacy operations adhere to industry regulations and maintain high standards of service. 

It’s particularly valuable when preparing for regulatory inspections, as it helps you identify and address potential issues beforehand. You can also apply this checklist during internal reviews to assess the efficiency of your processes and the competency of your staff.

When you use this audit checklist in these scenarios, you enhance your compliance efforts and streamline your operations. This tool helps you maintain consistency across audits, ensuring that all critical areas are thoroughly covered and documented, supporting continuous improvement and patient safety.

Related categories

  • Risk management and compliance templates
  • Pharmaceutical industry templates
  • Quality assurance templates
Preview of the template
Pharmacy Audit Template
Responsible Pharmacist Appointment
Is a sign conspicuously displayed on the registered pharmacy premises detailing the name and registration number of the pharmacist in charge and the fact that s/he is currently in charge of the recorded pharmacy?
Pharmaceutical procedures
Is enough and current SOP in place for arrangements which are to implement during the nonexistence of the competent pharmacist?
Is there enough and updated SOP for circumstances in which a member of pharmacy personnel who is not a pharmacist may inform about medicinal products?
Is there adequate and updated SOP for arrangements to guarantee to order, store, make, sell and supply medicinal products in the conditions corresponding to retail sale, delivered outside the pharmacy and placed of safely and effectively?
Is there proof that the pharmacy procedures are examined?
Is there enough and current SOP for proper recordkeeping?
Is there enough and updated SOP for the identification of members of the pharmacy team who are, in the opinion of the competent pharmacist, able to perform specified tasks linking to the pharmacy business?
Is an adequate and updated SOP if criticism is made about the pharmacy profession?
Is there enough and updated SOP in place for actions to be taken when there is a change of responsible pharmacist at the pharmacy?
Is there adequate and updated SOP in place for the case that an incident happens, which may indicate that the pharmacy business is not working safely and efficiently?
Is there adequate and updated SOP for how to notify changes to the pharmacy procedures to the workers?
Pharmacy record
Is the pharmacy record sustained for at least five years?
Is there a confirmation that the pharmacy record is accurate?
In case of absence
Is the qualified pharmacist present in the registered pharmacy?
Training for staff
Are the staff properly trained for the tasks offered or undergoing relevant training?
Service provision
Are SOPs in place where needed?
Do service preparations comply with best practice?
Dispensing
Is there enough audit trail to distinguish other staff involved in the dispensing method?
Check a random sample of medicines awaiting collection to assure, for example, the use of proper advisory and cautionary warning labels, suitable container. Do they match the medicines act?
Is there a sufficient audit trail to distinguish the pharmacist responsible for the supply?
Are there adequate methods for handling medication or dosage changes happening mid-cycle?
Are medicines provided in MDS for domiciliary cases?
Are medicines supplied in MDS for patients in care facilities?
Medicine Stock, Containers, and Storage
Are unlicensed medicines in stock?
Are medicines stored properly? (i.e. in original boxes, fully marked, no loose blisters, mixed batches and in an orderly fashion)
Are medicines stored in proper conditions? (e.g. temperature, humidity etc.).
Are there enough data checking methods in operation?
Are dispensing containers properly stored?
Recordkeeping
Are private prescription records lawfully compliant?
Does the pharmacy keep an error log and systems for documenting and auditing dispensing mistakes that have reached the patient?
Are emergency supply reports lawfully compliant?
Are poison documents legally compliant (including grants and other documentation where required)?
Are specials records legally compliant?
Are there proper records of extemporaneously made products (incl. Methadone)
Does the pharmacy keep records of clinical interventions / notable events?
Are documents of sales of veterinary medicines lawfully compliant (Veterinary Medicines Regulations)?
Does the pharmacy keep incident or near-miss logs and systems for documenting and inspecting mistakes picked up throughout the dispensing process?
Waste Disposal
Are staff trained to handle waste and is proper protective equipment available (including gloves, overalls and materials to deal with spillages)?
Are returned medicines clearly separated?
Are there methods for the management of date expired pharmacy goods?
Are there methods for the safe disposal of returned medicine from individuals or households/care homes, including dangerous waste?
Chemicals
Are chemicals deposited, marked and supplied in agreement with the Chemicals Regulations?
Are COSHH evaluations available for dangerous chemicals stocked or provided?
Information Sources
Is an information pack in place for locums?
Are primary information services or reference sources available and updated?
Is there a system for handling drug alerts?
Computer
Is computer software frequently updated?
Are computer records frequently backed up?
Is the use of data registered correctly?
Are patient confidential computer records available only to personnel who need access?
Premises Check
Security
Stock rooms
Store area
Dispensary area(s)
Fassade and front access to premises
Consultation room
Others (e.g. toilets, external stores)
Sign Off
Further comments:
Name and signature of the pharmacist
This template was downloaded 81 times

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Related resources

Access a complete set of resources aimed at maximizing safety, quality, and operational excellence, including detailed guides, related templates, and real-world use cases.

Topic guides

Read in-depth guides covering key topics related to this article.

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Frequently asked questions

What is the purpose of a pharmacy audit checklist?

A pharmacy audit checklist is designed to ensure compliance with industry regulations and enhance operational efficiency. It helps you systematically evaluate inventory, processes, and staff training, ensuring that all critical areas are thoroughly covered and documented.

How can a pharmacy audit improve operational efficiency?

Pharmacy audit improves operational efficiency by providing a structured approach to audits. It helps identify areas for improvement, streamline processes, and ensure adherence to regulations, which will then improve service quality and patient safety.

Who should use a pharmacy audit checklist?

Pharmacy managers, compliance officers, and quality assurance teams should use this audit checklist. It assists them in ensuring that all aspects of pharmacy operations meet industry standards, supporting consistent quality and regulatory compliance.

When is the best time to conduct a pharmacy audit?

The best time to conduct a pharmacy audit is during routine compliance checks, before regulatory inspections, or when implementing new processes. Regular audits help ensure ongoing adherence to industry standards, maintaining operational efficiency and patient safety.


This template, developed by Lumiform employees, serves as a starting point for businesses using the Lumiform platform and is intended as a hypothetical example only. It does not replace professional advice. Companies should consult qualified professionals to assess the suitability and legality of using this template in their specific workplace or jurisdiction. Lumiform is not liable for any errors or omissions in this template or for any actions taken based on its content.
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